The United States defines its global “war on terrorism” as a defensive effort to protect its way of life, beyond attacks from enemies with alien cultural and religious motives, to attacks from those who reject modernity itself. This definition is derived from the views of historian Bernard Lewis, a scholar of Islamic culture at Princeton University, who traces Islamic opposition to the West beyond hostility to specific interests or actions or policies or even countries, to rejection of Western civilization for what it is. To Lewis, Western civilization stands for modernity. This anti-modernity attitude, he warns, is what lends support to the ready use of terror by Islamic fundamentalists.
Samuel Huntington in his The Clash of Civilizations and the Remaking of World Order argues that the collapse of the Soviet Union and the end of the Cold War will bring neither peace nor worldwide acceptance of liberal democracy. Huntington rejects Francis Fukuyama's prematurely optimistic “end of history” theme that the collapse of communism means Western civilization is destined to spread as people elsewhere seek the benefits of technology, wealth, and personal freedom it offers. Instead, because technology has been reserved for exploitation, wealth obscenely maldistributed, and freedom selectively denied to the powerless, narrow ideological conflict will transform into conflicts among people with different religions, values, ethnicities, and historical memories. These cultural factors define civilizations. Nations will increasingly base alliances on common civilization rather than common ideology; and wars will tend to occur along the fault lines between major civilizations.
Huntington points out that embracing materialist science, industrial production, technical education, rootless urbanization, and capitalistic trade does not mean the rest of the world will embrace the culture of the West. On the contrary, he argues that economic growth is likely to increase the aspiration for cultural sovereignty, breeding a new commitment to the values, customs, traditions, and religions of native cultures. The struggle is not capitalism against communism, but backward civilization against modern civilization.
The fault in both these views is the assumption that modernity is an exclusive characteristic of the West. On the surface, such views appear self-evident, since science and technology have been the enabling factors behind Western ascendance and dominance. But the “modern world” can be viewed as a brief aberration on the long path of human destiny, a brief period of a few centuries when narcissistic Western thinkers mistake technological development as moral progress in human civilization. Many barbaric notions, racism being the most obvious, appear under the label of modernity, rationalized by a barbaric doctrine of pseudo-science. The West takes advantage of the overwhelming power it has derived from its barbaric values to set itself up as a superior civilization. The West views its technical prowess as a predatory license for intolerance of the values and traditions of other advanced cultures.
Chinese civilization has weathered successive occupation by barbaric invaders, all of whom as rulers saw fit to adopt Chinese civilization for their own benefit and contributed to the further development of the culture they had invaded and subsequently adopted. The history of the West's interaction with the rest of the world has been culturally evangelistic, to suppress and encroach on unfamiliar cultures Westerners arbitrarily deem inferior, often based on self-satisfied ignorance. Until confronted by Western imperialism, China might have faced military conquests, but Chinese civilization had never been under attack. Barbaric invaders came to gain access to Chinese culture, not to destroy it. The West is unique in its destructive ethnocentricity. Under the domination of the West, Chinese or other non-Western intellectuals who do not speak or read Western languages are considered illiterate and ignorant, while Western “scholars”, including the German philosopher Georg Wilhelm Friedrich Hegel, who do not speak or read Chinese or other non-Western languages have written erudite books on Chinese and other non-Western culture.
Gunpowder was invented around the 4th century in China by Taoist alchemist Ko Hong while seeking an elixir for immortality. It is the height of Taoist irony that the search for an elixir for immortality only yields a substance that ends life abruptly. Gunpowder would not be used in warfare in China until the 10th century, first in incendiary rockets called feihuo (flying fire), forerunner of today's intercontinental ballistic missiles. Explosive grenades would first be employed by armies of the Song Dynasty in 1161 against Jurchens (Nuzhen), ancestors of modern-day Manchurians.
In Chinese dynastic culture, the use of firearms in war was considered cowardly and therefore not exploited by honorable warriors of self-respect. Firearms would not develop in dynastic China, not because of the absence of know-how, but because their use had been culturally circumscribed as not being appropriate for true warriors.
In the history of human progress, willful rejection of many technological inventions is traceable to cultural preference. This is the basis for concluding that the technological militarism of the West is of barbaric roots and that a civilization built on military power remains barbaric, the reverse of modernity, notwithstanding the guise of technology.
The oldest picture in the world of a gun and a grenade is on a painted silk banner found at Dunhuang, dating to the mid-10th century, that came to be in the possession of Musee Guimet in Paris in modern times. The museum on Place d’Iena was founded by French industrialist Emile Guimet, a 19th-century Asian-art collector from Lyon. On the silk banner, demons of Mara the Temptress, an evil goddess, are shown trying to harm the meditating Buddha and to distract him from his pursuit of enlightenment, with a proto-gun in the form of a fire lance and a proto-grenade in the form of a palm-size fire-bomb. The fact that these weapons are shown to be used only by evil demons illustrates the distasteful attitude of the ancient Chinese toward firearms.
Crossbows, known in Chinese as nu, have a shorter range than double-curved longbows and are slower in firing. But they became devastatingly accurate after a grid sight to guide their aim was invented 23 centuries ago by Prince Liu Chong of the imperial house of the Han Dynasty (206 BC-AD 220).
Crossbows were first used 28 centuries ago in the Spring and Autumn Period (Chunqiu 770-481 BC) when their employment in the hands of the infantry neutralized the traditional superiority of war chariots. The use of crossbows thus changed the rules of warfare and the balance of power in the political landscape of ancient China, favoring those states with large sheren (commoner) infantry forces over those with powerful chariot-owning militant guizu (aristocrats).
The earliest unification of China by the Legalist Qin Dynasty (221-207 BC), whose unifying ruler was an antagonist of fragmented aristocratic feudalism, was not independent of the geopolitical impact of crossbow technology.
History records that in 209 BC, the Second Emperor (Er Shi, reigned 209-207 BC) of the Qin Dynasty, son of the unifying Qin Origin Emperor (Qin Shihuangdi, reigned 246-210 BC), who fought 26 years of continuous war to unify all under the Qin Dynasty (221-207 BC), which subsequently lasted only 14 years before collapsing, kept a crossbow regiment of 50,000 archers.
Han Dynasty historian Sima Qian, author of the classic Records of the Historian (Shi Ji), wrote in 108 BC that a member of the Han royalty, the prince of Liang Xiao (Liang Xiao Wang), was in charge of an arsenal with several hundred thousand crossbows in 157 BC.
Two working crossbows from China, dating from the 11th century AD, one capable of repeat firing, came to be in the modern-day collection of the Simon Archery Foundation in Manchester Museum at the University of Manchester, England.
Most triggers and sights used in crossbows in China were manufactured by master craftsmen who signed their metal products with inscribed marks and dates. Shen Gua (1031-94), renowned Bei Song Dynasty (Northern Song 960-1127) scientist cum historian on Chinese science and technology, referred to his frustration over his inability to date accurately an 11th-century excavation, upon finding on a crossbow mechanism the inscription “stock by Yu Shih and bow by Chang Rou”, but with no accompanying dates.
Even in 10th century BC, production of crossbows in China had already involved a sophisticated system of separation of manufacturing of parts and mass assembly of final products.
Crossbows were last used in war in China by the Qing Dynasty army in 1900, with tragic inadequacy, against the invading armies of eight allied European powers with more deadly firearms.
The ancient Greeks employed crossbows successfully at Syracuse in 397 BC. After the fall of the Roman Empire, crossbows reappeared in Europe only after the 10th century. They were used at the Battle of Hastings in 1066 by William the Conqueror.
The Second Lateran Council of 1139 condemned crossbows, together with usury, simony, clerical marriage and concubinage. Their use was banned under the anathema of the Church, except for use against infidels. The ban on crossbows was a position of moral righteousness yet to be taken by Christendom in modern times on the use of nuclear arms and other weapons of mass destruction.
Richard, Coeur de Lion (1157-1199), mostly absentee king of England (1189-99) and less-than-successful hero of the Crusades, took many crossbows on his Third Crusade in 1190. Hernando Cortes (1485-1547), Spanish conquistador, used the crossbow as one of his main weapons in subjugating Mexico in the 16th century.
In medieval warfare, the rules of European chivalry required, as those of dynastic Chinese martial arts did, that honorable combat be personal and bodily. Arrows were considered cowardly by medieval Europeans, as firearms were by dynastic Chinese up to the 19th century. The use of bows and arrows was stooped to only by those outside of the socio-military establishment, the likes of outlawed English yeomen of the 12th century, such as Robin Hood and his chief archer, Little John, legendary folk heroes of English ballads. Another famous 13th-century archer was the legendary Swiss patriot William Tell, whose story would be made popular by Friedrich von Schiller's drama and later by Gioacchino Antonio Rossini's popular opera.
European knights, when prepared to suffer calculated losses, were able to survive slow-firing enemy crossbows with limited range. In sufficient numbers, the horsemen were able to decimate in full gallop an unprotected line of much-despised enemy crossbow-men. However, they were not able to overcome fast-firing longbows with long range.
Two millennia after the invention of crossbows in China, the Battle of Crecy of the Hundred Years' War, which took place on August 26, 1346, first demonstrated the effectiveness of Edward III's English archers, composed mostly of newly recruited, socially shunned yeomen with longbows, against the respectable armored French knights of Philip VI.
Similarly, the Battle of Agincourt on October 25, 1415, decisively confirmed the obsolescence of hitherto invincible French aristocratic knights on horseback. In opposition, English yeomen, commoner foot-soldiers, members of a class unappreciated by their social betters in their home society, applied with glory in war a despised killing tool designed for illegal poaching in peace. Armed with a fresh military application of ignoble longbow technology, the socially inferior English yeomen in the form of simple unarmored infantry-archers, proved their battlefield supremacy to the socially superior French aristocrats in the form of powerfully armored mounted knights.
The Battle of Agincourt marked the end of the age of chivalry and announced the obsolescence of its stylized methods of warfare. It also heralded the beginning of a period in which the sovereign would look for military support from the gentry of his realm rather than traditionally from the aristocracy. This gave rise to the resulting political implication that henceforth war would have to be fought for national purpose or religious conviction rather than for settling private feuds among royalties.
In William Shakespeare's Henry V, the central scene of which features the Battle of Agincourt, the most glorious in English history, King Henry addresses his yeomen soldiers in a famous nationalistic exultation:
Dishonour not your mothers; now attest
That those whom you call’d fathers did beget you.
Be copy now to men of grosser blood,
And teach them how to war. And you, good yeomen,
Whose limbs were made in England, show us here
The mettle of your pasture; let us swear
That you are worth your breeding; which I doubt not;
For there is none of you so mean and base
That hath not noble lustre in your eyes.
I see you stand like greyhounds in the slips,
Straining upon the start. The game's afoot;
Follow your spirit; and, upon this charge
Cry ‘God for Harry! England and Saint George!’
After the battle scene, Shakespeare (1564-1616) has King Henry recount the French dead:
The names of those their nobles that lie dead:
Charles Delabreth, High Constable of France;
The Master of the Cross-bows, Lord Rambures …
In ancient Chinese warfare, the code of honorable martial conduct required that combat be personal, bodily and frontal. Combatants were organized according to rank, as per all other social activities in a class-conscious and rigidly hierarchical society. Jiangjun (generals) were pitted against jiangjun, captains against captains and foot soldiers against foot soldiers. Social segregation was reflected in the proverb: “Earthenware does not deserve collision with porcelain.”
Expertise in corporeal martial skill was so highly prized that jiangjun were frequently expected to engage personally in one-on-one combat with their opposing counterparts. Battles were sometimes won or lost depending on the outcome of high-ranking personal duels under the watchful eyes of troops on each side. By Tang time in the 7th century, however, the cult of martial chivalry in which individual valor determined the outcome of battles already had become only a legend of the past. Firepower was still considered cowardly. And the use of firearms was not acceptable to proud warriors as respectable members of the social elite. Until influenced in modern times by popular Hollywood films on the American Wild West, Chinese children playing war would prefer swordfights to gunfights.
Gunpowder remained unknown in the West until the late 10th century. However, Europeans abandoned outmoded rules of chivalry after the Middle Ages and enthusiastically incorporated firearms and artillery into the lexicon of their military arts after the late 15th century. In contrast, thanks to the Confucian aversion to technological progress, Chinese military planners did not modernize their martial code, basing foreign policy on the principle of civilized benevolence. They continued to suppress development of firearms as immoral and dishonorable up to the 19th century, much to China's misfortune.
As a result, European armies arrived in China in the 19th century with superior firearms. They consistently and repeatedly scored decisive victories with their small but better-armed expeditionary forces over the numerically superior yet technologically backward, sword-wielding Chinese army of the decrepit Qing Dynasty (1636-1911).
China's most influential revolutionary, Mao Zedong, proclaimed in modern times his famous dictum: “Political power comes from the barrel of a gun.” He was in fact condemning the obsolete values of Confucianism (ru jia) as much as stating a truism in barbaric modern realpolitik.
Confucian ethics notwithstanding, morality and honor failed to save China from Western imperialism, because morality and honor require observation from both opponents. It was not a clash of civilizations, but a clash between civilization and barbarism. Militarism is a race toward barbarism camouflaged by technology as modernity.
The Boxers Uprising of 1900, the Chinese name for which is Yihetuan (Righteous Harmony Brigade), was an extremist xenophobic movement. It was encouraged as a chauvinistic instrument for domestic politics by the decrepit court of the Qing Dynasty, dominated by the self-indulging, reactionary Dowager Empress (Cixi Taihou, 1838-1908). The Boxer Uprising was used by the Dowager Empress as a populist counterweight to abort the budding “100 Days” elitist reform movement of 1869, led by conservative reformist Kang Youwei (1858-1927) around the young monarch, the weak Emperor Guangxu (reigned 1875-98), belatedly and defensively advocating modernization for China.
The members of Yihetuan, in a burst of chauvinistic frenzy, rejected the use of modern and therefore foreign firearms in favor of traditional broadswords. They relied on protection against enemy bullets from Taoist amulets, their faith in which would remain unshaken in the face of undeniable empirical evidence provided by hundreds of thousands of falling comrades shot by Western gunfire. The term Boxer would be coined by bewildered Europeans whose modern pragmatism would fill them with a superficial superiority complex, justified on narrow grounds, over an ancient culture that stubbornly clung to the irrational power of faith, in defiance of reason.
Historians often trace the source of national predicaments to particular decisions made by leaders based on personal character, rather than to structural conditions of institutions. This convenient emphasis on personal political errors at the expense of deterministic institutional structure tends to nurture speculations that with wiser decisions, a socio-economic-political order trapped inside an obsolete institutional system would not necessarily be doomed to collapse under the strain of its own contradictions. Such speculations are hard to verify, since it can be argued that bad political decisions by faulty leaders are not independent of a nation's institutional defects. The penchant of the sole remaining superpower to resort to overwhelming force against those not willing to bend to its will may well be an institutional march from modernity back toward barbarism.
Ironically, the Boxers Uprising so discredited the public image of the stubbornly reactionary Qing court that, within a decade after its outbreak, the democratic revolution of Dr Sun Yat-sen succeeded in 1911 in overthrowing the three-century-old Qing Dynasty, despite the effective reactionary suppression of progressive monarchist reform efforts in the dynasty's last phase, or perhaps because of it. Extremist reactionaries, in their eagerness to be gravediggers for progressive reformers, usually become instead unwitting midwives for revolutionary radicals. The Taoist concept of the curative potential of even deadly poison was again demonstrated by the pathetic phenomenon of the Boxers Uprising.
Thus a case can be made that extreme fundamentalist opposition to the West may be the midwife for modernization of Islamic civilization. The capitalistic West nurtured and used Islamic fundamentalism as an antidote against communism in the oil regions of the Middle East during the Cold War, the same way it had nurtured and used fascism during the Great Depression. The antidote proves to be more lethal to the capitalistic West.
Western military prowess, with its arsenal of smart bombs and weapons of mass destruction ready for deployment to impose its will on others, is not a march toward modernity, but a retreat toward barbarism. A civilization built on militarization of the peace remains a barbaric civilization. What Western militarism has done is to abduct modernity as synonymous with Western civilization, depriving human civilization of an evolving process of cultural diversity. The effect of this abduction of modernity had been profound and comprehensive.
The West is not the only guilty party in history, only the most recent. Chinese civilization during the Qin Dynasty (221-207 BC) took a great step forward toward forging a unified nation and culture, but in the process lost much of the richness of its ancient, local traditions and rendered many details of its fragmented past incomprehensible to posterity. Universality and standardization, ingredients of progress, are mortal enemies of particularity and variety, components of tradition. Human civilization deserves a richer vision of modernity than that offered by the West. Until modernization is divorced from Westernization, non-Western civilizations will continue to resist modernization.
Tu Weiming, professor of Chinese history and philosophy and director of the Harvard-Yenching Institute at Harvard University, wrote: “Hegel, [Karl] Marx and Max Weber all shared the ethos that, despite all its shortcomings, the modern West informed by the Enlightenment mentality was the only arena where the true difference for the rest of the world could be made. Confucian East Asia, Islamic Middle East, Hindu India, or Buddhist Southeast Asia was on the receiving end of this process. Eventually, modernization as homogenization would make cultural diversity inoperative, if not totally meaningless. It was inconceivable that Confucianism or, for that matter, any other non-Western spiritual traditions could exert a shaping influence on the modernizing process. The development from tradition to modernity was irreversible and inevitable.”
Tu suggests that, in the global context, what some of the most brilliant minds in the modern West assumed to be self-evidently true turned out to be parochial. In the rest of the world and, arguably, in Western Europe and North America, the anticipated clear transition from tradition to modernity never occurred. As a norm, traditions continue to make their presence in modernity and, indeed, the modernizing process itself is constantly shaped by a variety of cultural forms rooted in distinct traditions. The recognition of the relevance of radical otherness to one's own self-understanding of the 18th century seems more applicable to the current situation in the global community than the inattention to any challenges to the modern Western mindset of the 19th century and the first half of the 20th. For example, the outstanding Enlightenment thinkers such as Francois Arouet de Voltaire, Gottfried Leibniz and Jean Jacques Rousseau took China as their major reference society and Confucianism as their major reference culture. It seems that toward the 21st century, the openness of the 18th century, as contrasted with the exclusivity of the 19th century, may provide a better guide for the dialogue of civilizations.
According to Professor Tu, in light of the ill-conceived hypothesis of the “coming clash of civilizations, the need for civilizational dialogues and for exploring a global ethic is more compelling. Among the Enlightenment values advocated by the French Revolution, fraternity, the functional equivalent of community, has received scant attention among modern political theorists. The preoccupation with fixing the relationship between the individual and the state since [John] Locke's treatises on government is, of course, not the full picture of modern political thought; but it is undeniable that communities, notably the family, have been ignored as irrelevant in the mainstream of Western political discourse.”
In Tu's view, East Asian modernity under the influence of Confucian traditions suggests an alternative model to Western modernism:
(1) Government leadership in a market economy is not only necessary but is also desirable. The doctrine that government is a necessary evil and that the market in itself can provide an “invisible hand” for ordering society is antithetical to modern experience in either the West or the East. A government that is responsive to public needs, responsible for the welfare of the people and accountable to society at large is vitally important for the creation and maintenance of order.
(2) Although law is essential as the minimum requirement for social stability, “organic solidarity” can only result from the implementation of humane rites of interaction. The civilized mode of conduct can never be communicated through coercion. Exemplary teaching as a standard of inspiration invites voluntary participation. Law alone cannot generate a sense of shame to guide civilized behavior. It is the ritual act that encourages people to live up to their own aspirations.
(3) Family as the basic unit of society is the locus from which the core values are transmitted. The dyadic relationships within the family, differentiated by age, gender, authority, status, and hierarchy, provide a richly textured natural environment for learning the proper way of being human. The principle of reciprocity, as a two-way traffic of human interaction, defines all forms of human-relatedness in the family. Age and gender, potentially two of the most serious gaps in the primordial environment of the human habitat, are brought into a continuous flow of intimate sentiments of human care.
(4) Civil society flourishes not because it is an autonomous arena above the family and beyond the state. Its inner strength lies in its dynamic interplay between family and state. The image of the family as a microcosm of the state and the ideal of the state as an enlargement of the family indicate that family stability is vitally important for the body politic and a vitally important function of the state is to ensure organic solidarity of the family. Civil society provides a variety of mediating cultural institutions that allow for a fruitful articulation between family and state. The dynamic interplay between the private and public enables the civil society to offer diverse and enriching resources for human flourishing.
(5) Education ought to be the civil religion of society. The primary purpose of education is character-building. Intent on the cultivation of the full person, schools should emphasize ethical as well as cognitive intelligence. Schools should teach the art of accumulating “social capital” through communication. In addition to the acquisition of knowledge and skills, schooling must be congenial to the development of cultural competence and appreciation of spiritual values.
(6) Since self-cultivation is the root for the regulation of family, governance of state, and peace under heaven, the quality of life of a particular society depends on the level of self-cultivation of its members. A society that encourages self-cultivation as a necessary condition for human flourishing is a society that cherishes virtue-centered political leadership, mutual exhortation as a communal way of self-realization, the value of the family as the proper home for learning to be human, civility as the normal pattern of human interaction and, education as character-building.
Tu acknowledges that it is far-fetched to suggest that these societal ideals are fully realized in East Asia. Actually, East Asian societies often exhibit behaviors and attitudes just the opposite of the supposed salient features of Confucian modernity indicate. Indeed, having been humiliated by imperialism and colonialism for decades, the rise of East Asia, on the surface at least, blatantly displays some of the most negative aspects of Western modernism with a vengeance: exploitation, mercantilism, consumerism, materialism, greed, egoism and brutal competitiveness.
Nevertheless, as the first non-Western region to become modernized, the cultural implications of the rise of “Confucian” East Asia are far-reaching. The modern West as informed by the Enlightenment mentality provided the initial impetus for worldwide social transformation. The historical reasons that prompted the modernizing process in Western Europe and North America are not necessarily structural components of modernity. Surely, Enlightenment values such as instrumental rationality, liberty, rights consciousness, due process of law, privacy and individualism are all universalizable modern values. However, as the Confucian example suggests, “Asian values” such as sympathy, distributive justice, duty-consciousness, ritual, public-spiritedness and group orientation are also universalizable modern values. Just as the former ought to be incorporated into East Asian modernity, the latter may turn out to be a critical and timely reference for the American way of life.
From the fall of the Roman Empire to the 15th century, Islam was the dominant civilization outside of China. The Islamic world of this period was more advanced, with greater wealth and a higher level of culture than the Christian West. Islamic scholars preserved the texts of the ancient Greek philosophers and scientists by translating them into Arabic and Latin, which Renaissance scholars emerging from the Dark Ages relied on for sources and scholarship on antiquity. Arabs made path-breaking advances in mathematics, astronomy, medicine and philosophy, and transmitted to the West much of what they had learned from China. The West through the interpretation of Arab eyes rediscovered much of Western antiquity.
Mohammed the Prophet entered Mecca in AD 630 and established Islamic rule. The growing forces of Muslim, 121 years from that date, after having conquered Spain, North Africa, Egypt, Persia and much of Byzantium, decisively defeated the Tang Chinese army in 751 at the famous Battle of Talas, between modern-day Tashkent and Lake Balkhash. The Arab victory was aided by a branch of Muslim Tujue (Turkic) tribes known as Karluks, who launched a surprised attack on Tang forces from the rear. The Battle of Talas halted Chinese expansion into Central Asia.
The Chinese refer to Arabs as Dashi, from the Syrian word Tayi or the Persian word T’cyk. The Arabs conquered Samarkand in the 8th century. For five centuries thereafter, Samarkand flourished under the Omayyad Arabs as a trade center between Baghdad and Changan, the capital of dynastic China, until advances in sea transport in the 13th century finally rendered the Silk Route economically obsolete. Chinese prisoners captured by Arab forces at the Battle of Talas in 751 eventually introduced the art of paper-making to Arab lands and subsequently to Europe, but only after Arab paper-makers, jealously guarding the secret from Europeans for five more centuries, had sold paper to Europe at handsome profits in the interim. A process to make paper from vegetable fiber had first been invented by Cailun in China during the Han Dynasty in 105. The first paper mill outside of China was established by Arabs in Samarkand six-and-a-half centuries later in 751. The invention of paper greatly facilitated the development of language, graphic arts and culture, first in China, then in the Arab world, and then in the West.
The scientific and industrial revolutions vastly increased the wealth and power of the West from the middle of the 19th century. After the defeat of the Islamic Ottoman Empire in World War I, the Middle East was taken over by European powers and broken up into colonies and protectorates. Today, despite decolonization, nationalism and oil riches, this region remains poor and underdeveloped, not because modernity bypassed it, but because modernity arrived in the form of neo-colonialism. Westernization in these lands has produced miserable results, forcing the Islamic world to the conclusion that the solution may be a renewal of the Islamic faith that reigned in the days of their former greatness. The West derides this view as a rejection of modernity, notwithstanding historical evidence of the Arab world having embraced science and technology at a time when the best minds in the West were still prisoners of the flat-Earth doctrine.
The clash-of-civilizations theme exaggerates unity in outlook, values, ideas, and loyalties among people who share the common history and culture that define a civilization. Modern wars have been fought mostly within Western civilization, while easy imperialistic conquests have been the order of the day between Western and non-Western civilizations. Samuel P Huntington wrote: “The central characteristics of the West, those which distinguish it from other civilizations, antedate the modernization of the West.” Thus the modernization of other civilizations is not in conflict with rejection of Westernization. The scholar Bernard Lewis, in seeing hatred of modernity as the main driving force in the wider context of Islamic terrorism, is confusing modernity with Western culture.
The rejection of modernity occurs in every nation and civilization. The history of the West, dominated by the rise of Christianity, is strewn with wars of resistance against modernity. The history of Christianity, the main thread of Western history, is a continuing saga against modernity. The US “war on terrorism” itself is a continuation of this resistance in its emphasis on force rather than understanding. By abducting the concept of modernity as a monopoly of the West, Western scholars obstruct true modernity in a diverse world. Modernity is defined by the West as a collection of Western values arbitrarily deemed universal—the secular culture of circular rationality, materialist science, alienating individualism, technical innovation, amoral legalism, selective democracy and exploitative capitalism that Western imperialism has spread worldwide in different forms and to varying degrees. Religious fundamentalism is currently enjoying unprecedented influence over secular politics within the United States, as exemplified by President George W Bush's proclamation that God, not the US constitution, told him to attack Afghanistan and Iraq. While the separation of church and state is still a governing tenet in the US, separation of religion and politics is non-existent.
Modernity, a new version of Rudyard Kipling's “white man's burden” of old-fashioned imperialism, has been brought to the world by neo-imperialism, to disarm resistance to Western neo-imperialist encroachment. Opposition to exploitative policies and actions of the imperialist West is dismissed as irrational hatred of modernity. Kipling (1865-1936) confused Western materialist advancement with moral superiority, as measured by a standard based on virtue. Kipling's romantic portrayal of the model Englishman as brave, honorable, conscientious and self-reliant, while popularly accepted in the English-speaking West, would be generally rejected in the East by those with direct exposure to the breed as being still unwashed of animalistic instincts. The idealized image would be recognized as being a wishful manifestation based on Kipling's apologetic colonial mentality toward his social betters in his home society. It is also a compensation for Kipling's own inferiority complex derived from his love-hate relationship with the richness of Indian culture, to which he was attracted but which he was unable to appreciate fully because of his deep-rooted racial prejudice as a product of Western culture.
The “white man's burden” is a world view for justifying imperialism. The term is the name of an 1899 poem by Kipling, the sentiments of which give insight into this world view.
The first verse of the Kipling poem reads:
Take up the White Man's burden -
Send forth the best ye breed -
Go, bind your sons to exile
To serve your captives' need;
To wait, in heavy harness,
On fluttered folk and wild -
Your new-caught sullen peoples,
Half devil and half child.
In this view, non-European cultures are seen as childlike and devilish, with people of European descent having a sacred and selfless obligation to dominate them in perpetuity for their own good and salvation.
The poem was originally published in a popular US magazine (McClure's). It was written specifically to address US isolationist sentiments after the Spanish-American War in 1898, from which the United States would emerge as a world power of consequence. Kipling wrote this poem specifically to help sway popular opinion in the US, so that a “friendly” Western power would hold the strategically important Philippines after the collapse of the Spanish empire in Southeast Asia.
The view and the term by now are widely regarded as racist. Nevertheless, it served the purpose of allowing colonization to proceed in the context of US anti-colonialism self-image and to legitimize historical racism in the United States.
The colonial powers relied on the excuse of “civilizing” indigenous peoples to rationalize colonialism. Archeological findings in South Africa were suppressed for fear that the existence of sophisticated urban culture in southern Africa prior to European colonization would pose a threat to the argument that white rule was necessary to “civilize” the region.
The term “white man's burden” is sometimes used in the present time to describe double standards toward those of European descent because of perceived responsibility or culpability for historical wrongs. It is the main moral argument for affirmative action in the United States. Increasingly vocal demands are heard from the black community and the nations of indigenous people in the US for an official apology and a program of restitution to address such historical wrongs perpetrated by one people on others.
Cultural imperialism is the practice of promoting the culture and language of one national civilization in another for the purpose of political and social control. This can take the form of active, formal policy, such as in education and job opportunities, or a general attitude of superiority complex.
Empires throughout history have been established using war and physical compulsion. In the long term, the invading population tended to become absorbed into the dominant local culture, or acquire its attributes indirectly. Cultural imperialism reverses this trend by imposing an alien culture on the conquered. One of the early examples of cultural imperialism was the extinction of the Etruscan culture and language caused by the imperial policies of the Romans.
The Greek culture built gymnasiums, theaters and public baths in places that its adherents conquered, such as ancient Judea, where Greek cultural imperialism sparked a popular revolt, with the effect that the subject populations became immersed in the conquering culture. The spread of the koine (common) Greek language was another large factor in this immersion.
The prayer-book rebellion of 1549, when the English state sought to suppress non-English languages with the English-language Book of Common Prayer, is another example. In replacing Latin with English, and under the guise of suppressing Catholicism, English was in effect imposed as the language of the Anglican Church as a dominant societal institution. Though people in many areas of Cornwall did not speak or understand English at the time, the Cornish language fell into disuse as a result. The Cornish people protested against the imposition of an English prayer book, resulting in large numbers of protesters being massacred by the king's army, their leaders executed and the people suffering harsh reprisals.
Throughout the 18th and 19th centuries the dominant English establishment attempted to eliminate all non-English languages within the British Isles (such as Welsh, Irish and Scottish Gaelic) by outlawing them or otherwise marginalizing their speakers. Many other languages had almost or totally been wiped out, including Cornish and Manx. “Cultural imperialism” is a term first applied to the British Empire, with its many measures to impose the conquering culture on the conquered. These ranged from pound-sterling hegemony, to the preferred social status given the game of cricket and English dress codes, to mandatory use and teaching of English, further to establish Britain's control on nations and territories within the empire. Language imperialism is the basic element in cultural imperialism. The discriminatory practice of proper elocution is a component of in-group cultural imperialism.
As exploration of the Americas increased, European nations including Britain, France, Belgium, the Netherlands, Spain and Portugal all raced to claim territory in hopes of generating increased economic wealth for themselves. In these new colonies, the European conquerors imposed their languages and cultures on lands whose indigenous population was too large or too established to annihilate. The same took place in Africa and Asia. The record of US policy and abuse of native Americans is atrocious, going beyond cultural imperialism to genocide.
During the late 18th, the 19th and the early 20th centuries, the Swedish government continually repressed the Saami culture. Repression took numerous forms, such as banning the Saami language and by forceful removal of many cultural artifacts, such as the magic drums of the naajds (Saami shamans). Most of the drums have not to date been returned. Even as late as the 1960s the Sweden-Finnish people of the Torne Valley had their native Finnish dialect banned from use in schools and public records.
Cultural imperialism since World War II has primarily been connected with the US. Most countries outside the United States view the pervasive US cultural export through business and popular culture as threatening to their traditional ways of life or moral values. Some countries, including France and Canada, have adopted official policies that actively oppose “Americanization”. Representatives of al-Qaeda stated that their attacks on US interests were motivated in part by a reaction to perceived US cultural imperialism.
Edward Said of Columbia University, one of the pioneers of post-colonial studies, has written extensively on the subject of cultural imperialism. His work highlights the misconceived assumptions about cultures and societies and is influenced by Michel Foucault's concepts of discourse and power. Foucault views the intellectual's role as no longer to place himself somewhat ahead and to the side in order to express the stifled truth of the collectivity. Rather, it is to struggle against the forms of power that transform him into its object and instrument in the sphere of knowledge, truth, consciousness, and discourse. In this sense theory does not express, translate, or serve to apply practice: it is practice. But it is local and regional and not totalizing. This is a struggle against power, a struggle aimed at revealing and undermining power where it is most invisible and insidious. It is not to awaken consciousness that we struggle but to sap power, to take power; it is an activity conducted alongside those who struggle for power, and not their illumination. Colonialism, the political theory governing imperialism, is based on a belief that the mores of the colonizer are superior to those of the colonized on the basis on power. This colonial mentality explains why former colonies such as Hong Kong cling to the myth of the superiority of their colonial culture.
According to Said, the Orient signifies a system of representations framed by political forces that brought the Orient into Western learning, Western consciousness, and Western Empire. The Orient exists for the West, and is constructed by and in relation to the West. Orientalism refers to the study of Near and Far Eastern societies and cultures, generally by Westerners. It is a mirror image of what are inferior and alien (”Other”) to the West. Although this term had been abandoned as archaic by the late 20th century, Said argues that the term should be redefined to apply to any current study of such societies to correct current accounts of the Middle East, India, China, and elsewhere that reflects long-held Western biases. The discourse and visual imagery of Orientalism are laced with notions of power and superiority, formulated initially to facilitate a colonizing mission on the part of the West and perpetuated through a wide variety of discourses and policies.
Critical theorists regard Orientalism as part of an effort to justify colonialism through the concept of the “white man's burden”, and to wield the sword of modernity against allegedly “backward” civilizations. A critical theory is an account of morality that is sensitive to the historically contingent nature of the culture that spawned it: by adopting a hypothetical stance toward their own traditions and on this basis grasping their own cultural relativity, participants in the formation of a critical theory take a questioning stance toward their own practices while nonetheless avoiding the paralysis of moral relativism. The current coercive application of the Western concept of democracy, rule of law, individual freedom and market fundamentalism as universal truth is a legitimate target of critical theory.
Promoters of this Western version of modernity see its birth in the West through a radical transformation of its past. The West of the Middle Ages, built around a world view of Christian Scholasticism, was a society of religious philosophy, feudal law, and an agricultural economy. Out of this past, the Renaissance and Enlightenment produced a substantially new mentality of science, individualism, industrial capitalism and imperialism. The cultural foundation of this new mentality is that reason, not revelation, is the instrument of knowledge and arbiter of truth; that science, not religion, leads to truth about nature and life; that the pursuit of happiness in this life, not the quest for spiritual fulfillment, or suffering in preparation for the next, is the cardinal purpose of existence; that reason can and should be used to increase human control through economic and technological progress; that the individual person is an end in him/herself with the capacity to direct his/her own life, not a communal member of society with a prescribed social role; that individuals should be encouraged to indulge in inalienable rights to freedom of thought, speech, and action; that religious belief should be a private affair rather than a collective awareness, that intolerance is a social disease, and that church and state should be kept separate.
As the West grows stronger, tolerance of other cultures and of those within the West itself who refuse to participate is viewed increasingly as a sign of weakness. Domination takes on sophisticated, less visible forms. National sovereignty is pushed aside in the name of replacing command economies with markets, warfare with trade, and rule by king or commissar with token democracy. To resist neo-imperialism is to resist modernity. This view justifies the new empire of the sole superpower, self-proclaimed inheritor of Western civilization.
Yet this view of modernity misreads history. Thomas Aquinas (1225-71) benefited intellectually from his exposure to translations of works of Aristotle from Greek into Latin by Arab scholars to whose world view he became much indebted. He also profited intellectually from the rise of universities in Europe during 12th and 13th centuries, notably the University of Bologna (1088), known for its studies in law, the University of Padua (founded by dissidents from Bologna), the University of Paris, and Oxford University, all founded as centers of learning in theology, not science. In this new intellectual milieu in Europe, Aquinas applied Aristotelian syllogism as interpreted by Arab minds to medieval mysticism of revelation. His Summa Theologica (1267-73) was a systematic exposition of theology on rational philosophical principles worked out by the ancient Greeks as modified by Arab precision and algebra, which pioneered the use of variables in problem-solving in logic.
Up to that time, while Scholasticism, as advanced by St Augustine (354-430), would vindicate reason in theology, it would carefully differentiate between theology and philosophy. It would do so by confining theology, proceeding from faith, to investigations of revealed truths, while it would limit philosophy, based on reason, from concern with truths that transcended reason. Revealed truth would be proclaimed as discoverable only through faith.
The 13th century was a critical point in Christian thought regarding the relationship between faith and reason. The intellectual community in Christendom at that time was torn between claims of followers of Averroes (1126-98), Arabian philosopher from Cordoba in Spain, and claims of followers of St Augustine, troubled youth turned zealous convert, founder of Christian theology and spokesman for Christian mysticism.
Efforts of followers of Averroes in the 13th century to separate absolutely faith from truth clashed with the traditional claim of truth being exclusively a matter of faith. Such a claim had been made for the past nine centuries by followers of St Augustine, whose contribution to the evolution of Christianity was considered second only to that of St Paul, apostle to Gentiles and the greatest missionary apostle. Paul laid down the relentless approach of Western evangelism by applying to his missionary zeal the same vigor and intolerance he showed toward the persecution of Christians before his epiphany on the road to Damascus.
Averroes, Latin name for Abu-al-Walid Ibn Rushd, whose commentaries on Aristotle would remain influential for four centuries until the Renaissance, attempted to circumscribe the separate limits of faith and reason. He asserted that both could process truths and that the two separate realms need not be reconciled because they are not in conflict. Siger de Brabant of the University of Paris, leader of the Averroists, claimed in 1260 that it should be possible, as a matter of veracity, and tolerable, as a license in intellectual soundness, for a concept to be true in reason but false in faith or visa versa.
The doctrines of the Averroists, which include denying the immortality of the individual soul and upholding the eternity of matter, ended up being officially condemned by the Catholic Church.
St Thomas Aquinas, nicknamed Dumb Ox because of his slow and deliberate manner of speech, brilliant father of Neo-Scholasticism, aiming to resolve the dispute between Averroists and Augustinians, would hold that reason and faith constitute two harmonious realms in which the truth of faith complements that of reason, both being gifts of God, but reason having an autonomy of its own. The existence of God could therefore be discovered through reason, with the grace of God.
The theological significance of this momentous claim by Thomas Aquinas cannot be over-emphasized. It would save Christianity from falling into irrelevance in the Age of Reason, sometimes referred to as the Enlightenment, and preserve tolerance for faith among rational thinkers in the scientific world. The Thomist claim remained unchallenged for five centuries until David Hume (1711-86) pointed out in his Inquiry into Human Understanding that since the conclusion of a valid inference could contain no information not found in the premise, there could be no valid conclusion from observed to unobserved phenomena.
Hume let the logic air out of the Thomist natural-theology balloon, and in the process showed that even general laws of science could not be logically justified beyond their own limits, perhaps even including his own sweeping conclusion. Hume, the empiricist, would logically determine that logic is circular and goes nowhere: a classic position of Taoist skepticism.
Immanuel Kant (1724-1804) emancipated man's command of knowledge from Humean skepticism. In his Critique of Pure Reason (1781), Kant emphasized the contribution of the knower to knowledge. While acknowledging that the three great issues of metaphysics—God, freedom and immortality—could not be logically determined, he asserted that their essence is a necessary presupposition. In his subsequent publications, Critique of Practical Reason (1788) and Critique of Judgement (1790), Kant asserted as a moral law his famous categorical imperative requiring moral actions to be unconditionally and universally binding to absolute goodwill. Goodwill is singularly absent in imperialism, classic or neo.
Notwithstanding the enlightened breakthroughs of English Protestant empiricists such as Thomas Hobbes, John Locke and David Hume, and perhaps in reaction to them, Pope Leo XIII issued the encyclical Aeterni Patris in 1879. It declared Scholasticism, as modified by Thomas Aquinas, to be official Catholic philosophy. Unwittingly, Scholasticism legitimized the independence of secular politics from Church control. If reason and faith constitute two harmonious realms in which the truth of faith complements that of reason, both being gifts of God, but reason having an autonomy of its own, then politics and religion can also belong to separate realms in which morality of religion complements virtue in politics, but politics having an autonomy of its own. It provided the theological rationalization for the separation of church and state.
Thus when Sayyid Qutb (1906-66), leader of the Muslim Brotherhood in Egypt and prolific author of great influence, wrote: “An all-out offensive, a jihad, should be waged against modernity so that … moral rearmament could take place. The ultimate objective is to re-establish the Kingdom of Allah upon earth,” he was rejecting not modernity but the modernity of the West. Qutb was not preaching for suffering in preparation for the next life as Western scholars such as Bernard Lewis allege, he wanted his civilization back and he wanted it now.
Qutb did not write out of ignorance of the West. His fundamentalism was formed during the two years he spent in the United States, which seemed to him “a disastrous combination of avid materialism and egoistic individualism”. Alexis de Tocqueville (1805-59), while admiring the energy and versatility of Americans, also thought they were too intent on making money and would be condemned to a commercial culture. In Tocqueville's opinion, Americans' notion of equality was derived from their “general equality of condition” rather than from moral commitment and that their equality might eventually be endangered by the domination of a new industrial class. Mawlana Abu’l-A’la Mawdudi (1903-79), the founder of the fundamentalist Jama’at-i Islami in India and Pakistan, was also militantly opposed to individualism. In an Islamic state, he wrote, “no one can regard any field of his affairs as personal and private”.
Modern Asia cannot be fully understood without a thorough awareness of Confucianism, Buddhism and Taoism. Western influence, from Christianity to liberalism to Marxism, has only been an ill-fitted costume over an ancient culture deeply rooted in Confucian values, Buddhist enlightenment mercy and Taoist paradox. Feudal culture in China has aspects of what modern political science would label fascist, socialist, democratic and anarchist. As a socio-political system, feudalism is inherently authoritarian and totalitarian. However, since feudal cultural ideals have always been meticulously nurtured by Confucianism to be congruent with the political regime, social control, while pervasive, is seldom consciously felt as oppression by the general public. Or, more accurately, social oppression—both vertical, such as sovereign to subject, and horizontal, such as gender prejudice—is considered natural for lack of an accepted alternative vision. Concepts such as equality, individuality, privacy, personal freedom and democracy are deemed antisocial, and only longed for by the deranged-of-mind, such as radical Taoists. This was true in large measure up to modern times when radical Taoists were transformed into radical political and cultural dissidents.
Buddhism (Fo Jiao) first appeared in China officially in AD 65. Some evidence suggests that it might have been imported to China from India as early as 2 BC. Since its introduction, Buddhism has permeated Chinese society and its economic life, despite periodic suppression by the state. It had affected the customs of all levels of society by the time of the Tang Dynasty some six centuries after its introduction. Buddhist temples, monasteries and shrines had been established in every part of the empire. The services of sengs (Buddhist monks) became indispensable for all social events, performing religious ceremonies for funerals and weddings, blessings for newborns, administering temples for the faithful and attending family shrines for the elite. Sengs functioned as preachers, teachers, scribes, artists and even doctors. Often they would become top advisors to the huangdi (emperor), and many sengs would even become powerful political figures both at court and at the local level.
The name Buddha (Fo) is a Sanskrit word meaning Enlightened One. It is the appellation conferred by the faithful on Indian Prince Siddhartha Gautama (563-483 BC), who came from the southern foothills of the Himalayas.
Buddhism originated at the end of 5th century BC in the valley of the middle Ganges in India. The religious sect first rose as a plebeian reaction to claims of spiritual and social supremacy by Hindu Brahman priests who were the ruling elite of the Indian caste system. Since that time, Buddhism has spread across political, social and ethnic boundaries as one of the three great religions of the world, the other two being Christianity and Islam.
Curiously, acceptance of Buddhism remained sporadic in India, its birthplace. The incorporation of Buddha by Hinduism as the ninth incarnation (avatar) of its god, Vishnu, seriously adulterated the autonomous uniqueness of Buddhism in India. The Muslim invasion of India from the 11th century gradually but effectively obliterated remaining Buddhist communities there. Similarly, Christianity remains a minority religion in the Middle East, its holy place of origin.
Kanishka, an ardent patron of Buddhism, was king of the Kushan Empire, which dominated northern India during the 2nd century AD. He was also known in history as the sponsor of a Greco-Buddhist style of sculpture, labeled by art historians as the Gandhara school, typified by curly-haired seated Buddha statues, which became the dominant Buddhist art form in East Asia. A gilded bronze Buddha of the Gandhara school is on display at the Harvard Fogg Art Museum in Cambridge, Massachusetts. More significant, Kanishka was instrumental in introducing Buddhism into Central Asia, whence it spread first to China, then Korea and finally Japan.
The branch of Buddhism that diffused into East Asia would take on different characteristics from the early sects of Buddha's own time. It would come to be known as Mahayana (Dasheng, meaning major vehicle), the scripture of which is written in classical Sanskrit, distinguishing itself from the older Hinayana (Xiaosheng, meaning minor vehicle), the scripture of which is written in a vernacular dialect (Prakrit) known as Pali. Hinayana Buddhism, remaining closer to ancient Buddhism, is practiced widely in Southeast Asia today.
The Sermon of the Turning of the Wheel of the Law, delivered by Buddha at Sarnath around 500 BC, elucidates the secret of a happy life by means of the Four Exalted Truths:
Truth I: Existence encompasses sorrow.
Truth II: Sorrow emanates from desire.
Truth III: Sorrow subsides when desire wanes.
Truth IV: Desire can be alleviated by following the Gracious Eight-Spectrum Path.
This Gracious Eight-Spectrum Path consists of:
Spectrum 1: Virtuous conviction.
Spectrum 2: Virtuous resolution: to renounce sensual pleasure, to harm no living creatures and ultimately to achieve salvation.
Spectrum 3: Virtuous speech.
Spectrum 4: Virtuous conduct.
Spectrum 5: Virtuous involvement.
Spectrum 6: Virtuous effort: to keep the mind free from evil and devoted to good.
Spectrum 7: Virtuous contemplation.
Spectrum 8: Virtuous meditation: to achieve an awareness of internal selflessness and external detachment.
Buddhist concerns are more ethical than metaphysical, focusing on human suffering, which is considered as inherent in life itself. Suffering can be dispelled only by abandoning desires such as ambition, selfishness, envy and greed. This approach to life is the diametrical opposite of the Western concept of modernity.
Detachment is key. Buddhists take vows against killing, stealing, falsehood, unchasteness and intoxication. They practice self-confession and try to live austere, ascetic lives with the objective of achieving nirvana, a state of blissful detachment that, when attained permanently, known as pari-nirvana, brings an end to the otherwise never-ending cycle of earth-bound rebirths through transmigration of the soul. The Four Exalted Truths of Buddhism have helped devotees deal with the tribulations of life. The Third Exalted Truth, sorrow subsides when desire wanes, has application to modern market economy. A basic Buddhist tenet: the secret of happiness is not getting what you want, but wanting what you get. So much for the concept of the pursuit of happiness in Western modernity. For the Buddhist idea of happiness, if you have to pursue it, you have lost it.
The reasons for China's popular embrace of Buddhism are complex and have been subject to constant reassessment. One commonly acknowledged reason is that Buddhism, while of foreign origin, shares commonality with both Taoist and Confucian concepts that are indigenous to Chinese culture. The passive side of Buddhism is Taoism, which practices contemplation and promotes self-awareness. And the active side of Buddhism is Confucianism, which advocates respect for authority and submission to propriety. Furthermore, Buddhism has provided, as it has evolved in China, elaborate, colorful ceremonies welcomed by one aspect of the collective Chinese character, hitherto suppressed through centuries of Confucian social restraint and Taoist self-denial.
Most of all, Buddhism fills a void left by traditional ancient Chinese religious concepts, which are centered rigidly around the trinity: 1) Heaven (Tian)—God. 2) Son of Heaven (Tianzi)—Emperor (sovereign). 3) The Hundred Surnames (Baixing)—People.
Heaven (Tian) is the abstract symbol of all things supernatural and authoritative, much like the manner in which the imperial court is referred to as the authoritative and decision-making body of the secular empire. God, a term that has no exact equivalent in the language of polytheistic Chinese culture, has its closest translation as Tiandi (King in Heaven), who is the highest god. Heaven as a realm is believed to be inhabited by a clan of gods and spirits (shen-gui), with hierarchical ranks, headed by Tiandi, similar to the Greek hierarchical community of gods headed by Zeus.
The secular huangdi (emperor) is the Son of Heaven (Tianzi), and the people, known as the Hundred Surnames (Baixing), are wards of huangdi. The people do not enjoy the privilege of directly communicating with Heaven, the domain of gods headed by Tiandi. The people's duty is to pay homage to the Son of Heaven, who alone possesses the privilege of communicating with and thanksgiving to Heaven. The most solemn ritual in Chinese feudal culture is the fengshan rites. It is a ritual that confers Heaven's abdication of authority on secular affairs in favor of huangdi.
Thus religion in China, before the arrival of Buddhism, had merely been a spiritual subsystem of the secular world. It was a spiritual extension of the rigid hierarchy of the ancient Chinese socio-political realm. Buddhism provided a previously unavailable outlet of direct religious expression for the common people. It introduced participatory religious experience into Chinese society. Whereas, in the context of the rigid Confucian social structure, Taoism (Dao Jia) provides the Chinese people with introverted individual spiritual freedom, Buddhism provides them with extroverted collective spiritual liberation, independent of communal hierarchy. Taoism allows the individual to contemplate privately, freeing him from the mental tyranny of an all-controlling culture, while Buddhism allows the people to worship independently, freeing them from the pervasive control of a rigid secular socio-political hierarchy.
Religion in China has a different meaning than in the West. The term “religion” in the Chinese language is composed of two characters: zong-jiao, literally meaning “ancestral teaching”. Until the spread of Buddhism, religious experience for the Chinese people had been limited to reverence toward the spirits of their departed ancestors. Buddhism provided the average devotee with direct access to God without requiring a denial of reverence for ancestral spirits. Until the introduction of Christianity, the Chinese were not required by religion to deny the spirituality of their ancestors. This demand for the rejection of ancestor worship was a key obstacle preventing Christianity from becoming a major religion in China. Incidentally, even in Christian theology, “God” is translated in Chinese as Shangdi, meaning “The King Above”. It is a celestial echo of the supreme ruler in the secular political system.
From its beginning, Buddhism took on an anti-establishment posture, which it moderated as it developed in China but never totally abandoned. Traditionally, in the early part of an emperor's reign, as soon as his rule was firmly established, he would perform the elaborate and formal fengshan rites. These Confucian rites of theocratic feudalism involve the paying of tribute by Tianzi (Son of Heaven) as huangdi (emperor), on behalf of his baixing, namely the people, to Tian (Heaven) where the head god Tiandi (King in Heaven) reigns. Through the fengshan rites, the huangdi received tribute and accepted loyalty pledges from his vassal lords on behalf of their many minions and subjects throughout the empire. Anyone besides the huangdi performing religious rites directly to Heaven would be committing forbidden acts tantamount to treasonous usurpation. Buddhism broke the monopolistic hold of the huangdi on religious celebration and opened it to all for the taking. Little wonder Buddhism spread like wildflowers.
By breaking down the hierarchical religious monopoly implied by Confucian fengshan rites, Buddhism in its early history in China unwittingly contributed to the crumbling of the foundation of a feudal hierarchy already in decline. Buddhism's populist theology bolstered the emergence of a secular structure in the form of a centrally managed empire, replacing autonomous local authority. In this new secular structure individuals could participate more freely in social functions, unrestricted by traditional local hierarchy.
The Buddhist notion of nirvana runs parallel to the concept of the Mandate of Heaven (Tianming). Ironically, by claiming that a state of nirvana could be earned through religious devotion by any deserving member of society, it implies that the Mandate of Heaven can also be earned by any deserving hero. Thus Buddhism invited periodic and recurring suppression from paranoid emperors who felt obliged to adopt anti-subversive measures against Buddhism, in order to defend the imperial claim on the Mandate of Heaven from challenges by ambitious members of the aristocracy who were Buddhist devotees.
While Buddhism serves as the fountainhead of the idea of open access for all to spiritual salvation, such universal access is dependent on the grace of detachment as exemplified by Buddha. This idea is akin to the detached central authority in an empire structure with the grace of a distant emperor who is less involved with the details of daily living of his subjects. It is less akin to the archaic hierarchical feudalism of autonomous local lords who control every detail of the lives of his fief. Thus Buddhism facilitated its own growth at the same time that it provided the philosophical justification for the flowering of a distant centralized political order in a complex, multi-dimensional society. The development of such a benign centralized political structure, first budding in imperial China in the 5th century, gathered unstoppable momentum around the 7th century.
The Buddhist concept of universal open access to nirvana had socio-political implications. It helped shift politics from being a contest among competing feudal lords refereed by an arbitrating huangdi to the beginning of an empirewide power struggle based on class interests. Since people were no longer dependent on their feudal lords for achieving the state of nirvana, they no longer felt inseparably bound to their lords in secular life. Gradually, merchants in the service of a particular feudal lord found stronger common interest with other merchants in the service of competing lords than their traditional commitment to clannish feudal loyalty. Before long, the same became true for farmers, scholars, artisans and other tradesmen. And with the tacit encouragement of expanding central power, people began to look to the huangdi as a higher authority to champion universal justice and to protect their separate class interests. They also looked to Buddhism to enhance the moral posture of class solidarity against the Confucian demand for absolute hierarchical loyalty toward their local lords. Thus the spread of Buddhism ushered in an age of strong central imperial authority on top of traditional feudalism with local autonomy. Through the spread of Buddhism, an empirewide standard now overshadowed fragmented local autonomy on basic issues of proper human relationship, justice and social order.
Simultaneously, however, Buddhist insistence on a clear separation of ecclesiastical authority from secular control caused constant conflict between the central authority of the dragon throne and independent-minded Buddhist fundamentalists. This conflict was exploited by freewheeling members of guizu (the aristocracy) for secular political purposes, particularly those in the south, where greater physical distance from the capital translated into greater local autonomy.
The intellectual role of Buddhist institutions grew increasingly significant and pervasive in Chinese culture. Sengs (Buddhist monks) of various sects, in addition to their religious undertakings, took to routinely writing philosophy, conducting schools and keeping libraries. The independence of Buddhist teaching from forbidding Confucian scholasticism was an important factor in Buddhism's popular flowering in China. Buddhist curricula were admittedly overburdened with time-consuming, mind-boggling theological studies, but the discipline acquired from such study methods more than compensated for the heavy investment in time and effort. Excellence in exegesis requires scholarship, research methodology, creative logic and secular evidential verification, qualities that learned sengs cultivated. Buddhist seng-scholars soon dominated the fields of mathematics, alchemy, medicine, astronomy and engineering. Buddhist impact on Chinese philosophy was fundamental, introducing new concepts, abstract terms and new words for the description and manipulation of previously unfathomable ideas. Buddhism's influence in Chinese art, architecture and literature was undeniably crucial. Such influence in Tang helped liberate Chinese culture from Confucianism's stultifying repression, particularly on new and creative ideas, much as Western scientific methods would 12 centuries later.
In literature, Buddhist sutras (fojing), which were more widely circulated and popularly read than abstruse and elitist Confucian classics, paved the way for other new and lengthy secular literary works, and prepared the reading public for acceptance of mixing prose with verse, for handling of multi-dimensional themes and, ultimately, for the birth of new literary genres such as the novel and drama.
Buddhist understanding of history and of the art of statecraft challenged the staid monopoly of orthodox Confucianism on politics. And Buddhists were increasingly recognized for relative objectivity in their judgment of history and for innovative originality in their approach to secular problems. In both military strategy and political theory, Buddhist intellectual contributions played major roles in a fragmented China's quest for reunification. In return, Buddhism flourished under those rulers, such as those of the Sui Dynasty (581-618), who were wise enough to employ universally potent Buddhist ideas and apply them to political advantage, let alone exploiting ready-made, broad-based support of mushrooming Buddhist communities all over the fragmented political landscape.
The development of China's culture, politics and spirit cannot be fully understood without taking into account the influence of Buddhism since its importation around 2 BC. From the 5th century AD on, Buddhists both contributed to, and in turn were affected by, the historic polarization in China during the era of North-South Dynasties (Nan-Bei Chao 420-589), a period spanning the late phase of Six Dynasties (Liu Chao 220-589) that emerged after the fall of the glorious Han Dynasty (206 BC-AD 220) four centuries previously. Buddhism adapted itself during this period in the south to a society characterized by the independence of a transplanted guizu (aristocracy), with large estates of client groups. Its ecclesiastical structure developed into a network of loosely connected, but individually autonomous, monasteries.
It was therefore not surprising that the great southern seng (Buddhist monk) Huiyun (334-416) wrote an anti-Confucian essay titled “Treatise on the Exemption of Religious Institutions from Monarchial Authority” (Shamen bujing Wangzhi Lun). Written in 404, the treatise asserted the independence of religion from secular control. It was among the earliest intellectual treatises on the principle of separation of church and state.
During the era of North-South Dynasties, traditional central political authority in the north forced Buddhism to seek support from the ruling sovereign, who tended to be the sole source of secular favors. For example, with transparent motive and shrewd purpose, Seng Fakuo (died 420) of the Bei Wei Dynasty (Northern Wei 386-534), leader of the Buddhist clergy in the north, claimed Emperor Daowu (reigned 386-409) as the living reincarnation of Buddha. Seng Fakuo was bestowed high secular titles during his life, culminating with a hereditary rank of lord.
Buddhists of 7th-century China sought favoritism from the secular state at the same time they asserted their independence and separation from traditional imperial institutions by calling for Buddhist exemption from taxation, military service and the long arm of secular law. This inherently contradictory posture still would not have brought the wrath of the dragon throne on Buddhists if they had not been simultaneously engaged in secular factional intrigues and class politics.
Furthermore, growing abuse of religious privileges and laxity in monastic discipline inevitably forced the dragon throne to adopt intrusive measures of control on theology, and secular supervision of ecclesiastic establishments. Also, proliferation of clerical ordination and monasterial founding, much of which was less than legitimate if not outright fraudulent, began to deprive the state of much-needed manpower and tax revenue. The removal from the economy of large tracts of prime land that would be donated outright, or under formulas of deferred giving, or sometimes through fraudulent, tax-evading schemes, caused serious economic imbalance in many areas. The sanctuary provided by Buddhist monasteries to the lawless, to tax evaders and conscript dodgers, as well as to political dissidents, also threatened the totalitarian authority of the dragon throne and security interests of the secular order.
The huge expense of Buddhist temple construction, the costly maintenance of an ever-expanding clergy population and its associated lay communities and the drain on the scarce supply of metal caused by the casting of ever larger and larger Buddhist statues and bells interfered with the secular state's own increasingly ambitious plans for domestic capital construction and for arms production needed by foreign conquest.
The growing economic power of Buddhist monasteries, often the main socio-economic institutions in many regions, also had destabilizing political implications. While Buddhism was repeatedly sponsored by secular authorities for political purposes, official anti-Buddhist pogroms, known as shatai (ecclesiastical cleansing), systematically recurred throughout the long history of China. This continued up to the Christian-supported 1911 Democratic Revolution that established the Nationalist Republic, not to mention the subsequent Marxist-Leninist People's Republic, particularly during the Cultural Revolution of 1966-76.
The distressing phenomenon of shatai became even more complex when other issues, such as xenophobia, backlash from social reform, and preventive suppression of political revolts mingled with traditional socio-political pressure for curbing Buddhist expansion into the secular world. State persecution and state sponsorship of religion proved always to be two sides of the same evil coin.
Gunnar Myrdal (1898-1984), Swedish sociologist-economist, in his 1944 definitive study The American Dilemma, for which he received the 1974 Nobel Prize for Economics, having declared the “Negro” problem in the United States to be inextricably entwined with the democratic functioning of American society, went on to produce a 1976 study of Southeast Asia: The Asian Dilemma. In it he identified Buddhist acceptance of suffering as the prime cause for economic underdevelopment in the region. Myrdal's conclusion would appear valid superficially, given the coincidence of an indisputable existence of conditions of poverty in the region at the time of his study and the pervasive influence of Buddhism in Southeast Asian culture, until the question is asked as to why, whereas Buddhism has dominated Southeast Asia for more than a millennium, pervasive poverty in the region only made its appearance after the arrival of Western imperialism in the 19th century.
Marxists and nationalists, many of both professing no love for Buddhism, suggested that Myrdal had been influenced in his convenient conclusion by his eagerness to deflect responsibility for the sorry state of affairs in the region from the legacy of Western imperialism. As theological apologists tried to rationalize social misery with an accommodating theology to capture the appreciation of the secular polity, Myrdal, social scientist, tried to blame indigenous religion for the sins of secular geopolitics.
That which Western scholars identify as the process of modernity appears to have occurred in China's history more than once.
The rule of law has been touted frequently by Western scholars as a central aspect of modernity. According to that measure of periodization, since the rule of law was the basis of the first unification of China in the 2nd century BC, modernity occurred 23 centuries ago in China.
Researchers have pointed out that at the end of the 17th century, while the Chinese empire often appeared in English literature as a metaphor for “tyranny”, such as in the works of Daniel Defoe, best known for his 1719 novel Robinson Crusoe, it was also at times praised for its legal code long established on ideals of order, morality, and good government, such as in the work of Lady Mary Chudleigh, to the more uniform perception of China's legal system at the turn of the century, when George Henry Mason published The Punishments of China (1801). Michel Foucault's analytical approach to history highlights the limitations of European efforts to comprehend China's moral, juridical and legal structures.
The promulgation of a new edition of law, known as the Tang Code of Perpetual Splendor (Tang Yonghui Lu), in the 10th lunar month in the fourth year of the reign of Perpetual Splendor (Yonghui) of the Tang Dynasty, in AD 653, was in reality just an update effort, based on the original Tang Code (Tang Lu), which in turn was based on the Sui Code (Sui Lu), which had initially been compiled 73 years earlier by the late founding Civil Emperor (Wendi) of the preceding Sui Dynasty and updated ever since by every succeeding sovereign. But the Tang Code of Perpetual Splendor is singled out by history, mostly because of its definitive comprehensiveness.
The original Tang Code was promulgated 29 years earlier, in 624, by the founding High Grand Emperor (Gaozu) of the Tang Dynasty. It would become in modern times the earliest fully preserved legal code in the history of Chinese law. It was endowed with a commentary, known as Tanglu Shuyi, incorporated in 653, the fourth year of the reign of Perpetual Splendor, as part of the Tang Code of Perpetual Splendor.
The Tang Code was based on the Code of Northern Zhou (Bei Zhou Lu, 557-581), promulgated 89 years earlier in 564, which was in turn based on the earlier, less comprehensive and less elaborate Code of Cao Wei (Cao Wei Lu, 220-265) and the Code of Western Jin (Xi Jin Lu, 265-317) promulgated almost four centuries earlier in 268.
Western perception on the alleged underdevelopment of law in Chinese civilization is based on both factual ignorance and cultural bias. Chinese dismissal of the rule of law is not a rejection of modernity, but a rejection of primitiveness. Confucian attitude places low reliance on law and punishment for maintaining social order. Evidence of this can be found in the Aspiration (Zhi) section of the 200-volume Old Book on Tang (Jiu Tang Shu), a magnum opus of Tang historiography. The history classic was compiled under official supervision in 945 during the Late Jin Dynasty (Hou Jin, 936-946) of the era of Five Generations (Wudai, 907-960), some three centuries after the actual events. A single chapter on Punishment and Law (Xingfa) places last after seven chapters on Rites (Liyi), after which come four chapters on Music (Yinyue), three chapters on Calendar (Li), two on Astronomy and Astrology (Tianwen), one on Physics (Wuheng), four on Geography (Dili), three on Hierarchy of Office (Zhiguan), one on Carriages and Costume (Yufu), two on Sutras and Books (Jingji), two on Commodities (Chihuo) and finally comes a single chapter Punishment and Law, in that order.
The Confucian Code of Rites (Liji) is expected to be the controlling document on civilized behavior, not law. In the Confucian world view, rule of law is applied only to those who have fallen beyond the bounds of civilized behavior. Civilized people are expected to observe proper rites. Only social outcasts are expected to have their actions controlled by law. Thus the rule of law is considered a state of barbaric primitiveness, prior to achieving the civilized state of voluntary observation of proper rites. What is legal is not necessarily moral or just.
Under the supervision of Tang Confucian minister Fang Xuanling, 500 sections of ancient laws were compiled into 12 volumes in the Tang Code, titled:
Vol 1: Term and Examples (Mingli)
Vol 2: Security and Forbiddance (Weijin)
Vol 3: Office and Hierarchy (Zhizhi)
Vol 4: Domestic Matters and Marriage (Huhun)
Vol 5: Stables and Storage (Jiuku)
Vol 6: Impeachment and Promotion (Shanxing)
Vol 7: Thievery and Robbery (Zeidao)
Vol 8: Contest and Litigation (Dousong)
Vol 9: Deceit and Falsehood (Zhawei)
Vol 10: Miscellaneous Regulation (Zalu)
Vol 11: Arrest and Escape (Buwang)
Vol 12: Judgment and Imprisonment (Duanyu)
The Tang Code lists five forms of corporal punishment:
1. Flogging (Chi)
2. Caning (Zhang)
3. Imprisonment (Tu)
4. Exile (Liu)
5. Death (Si)
Leniency is applied to Eight Considerations (Bayi):
1. Blood relation
2. Motive for the crime
3. Virtue of the culprit
4. Ability of the culprit
5. Past merits
6. Nobility status
7. Friendship
8. Diligent character
Criminals above age 90 and those under age seven received only suspended sentences. For others, sentences could be redeemed by cash payments. A death sentence was worth 120 catties of copper coins (1 catty = 1.33 pounds). Officials were entitled to discounts on sentences on private civil offenses: those of Fifth Ranks and above were entitled to a reduction of two years; those of ninth rank and above were entitled to one year; but for public crimes, an additional year was added to the sentence for all officials.
Exempt from leniency are 10 Categories of Wickedness (Shiwu): 1. Conspiratorial sedition (moufan) 2. Conspiratorial grand rebellion (moudani) 3. Conspiratorial insubordination (moupan) 4. Conspiratorial vicious rebelliousness (moueni) 5. Immorality (budao) 6. Disrespectfulness (bujing) 7. Deficiency in filial virtue (buxiao) 8. Antisocial behavior (bulu) 9. Unrighteousness and disloyalty (buyi) 10. Instigation of internal chaos (neiluan)
The Chinese term for “law” is fa-lu. The word fa means “method”. The word lu means “standard”. In other words, law is a methodical standard for behavior in society. A musical instrument with resonant tubes that form the basis of musical scales, the Chinese equivalent of the tuning fork, is also called lu. In law, the word lu implies a standard scale for measuring social behavior of civilized men.
The first comprehensive code of law in China had been compiled by the Origin Qin Emperor (Qin Shihuangdi, reigned 246-210 BC), unifier of China. Known as the Qin Code (Qin Lu), it was a political instrument as well as a legal one. It was the legislative manifestation of a Legalist political vision. It aimed at instituting uniform rules for prescribing appropriate social behavior in a newly unified social order. It sought to substitute fragmented traditional local practices, left from the ancient regime of privileged aristocratic lineages. It tried to dismantle Confucian exemptions accorded to special relationships based on social hierarchies and clan connections.
The pervasive growth of new institutions in the unifying Qin Dynasty (221-207 BC) was the result of objective needs of a rising civilization. Among these new institutions was a unified legal system of impartial rewards and punishments according to well-promulgated and clearly defined codes of prescribed behavior. The law was enforced through the practice of lianzuo (linked seats), a form of social control by imposing criminal liability on the perpetrator's clan members, associates and friends. Qin culture heralded the later emergence of a professional shidafu (literati-bureaucrat) based on meritocracy. It also introduced a uniform system of weights, measures and monetary instruments and it established standard trade practices for the smooth operation of a unified economic system for the whole empire. The effect of Qin Legalist governance on Chinese political culture pushed Chinese civilization a great step forward toward forging an unified nation and culture, but in the process lost much of the richness of its ancient, local traditions and rendered many details of its fragmented past incomprehensible to posterity.
In the first half of the Han Dynasty (206 BC-AD 220), the Han imperial government adopted the Legalist policies of the Qin Dynasty it had replaced. It systemically expanded its power over tribal guizu by wholesale adaptation of Legalist political structure from the brief (15 years) but consequential reign of the preceding Qin Dynasty. Gradually, with persistent advice from Confucian ministers, in obsessive quest for dependable political loyalty to the Han dynastic house, Legalist policies of equal justice for all were abandoned in favor of Confucian tendencies of formalized exemptions from law, cemented with special relationships (guanxi) based on social positions and kinship. The Tang Code, promulgated in AD 624, institutionalized this Confucian trend by codifying it. It would lay the foundation for a hierarchal social structure that would generate a political culture that would resist the proposition that all men are created equal to mean similarity. In Confucian culture, civilized man is created as closely connected individuals to form building blocks of society. It is the universality of man that celebrates individualism, not the Western notion of alienation as individualism.
Elaborately varied degrees of punishment are accorded by the Tang Code to the same crime committed by persons of different social stations, just as Confucian rites ascribe varying lengths of mourning periods to the survivors of the deceased of various social ranks. According to Confucian logic, if the treatment for death, the most universal of fates, is not socially equal, why should it be for the treatment for crime? William Blake (1757-1827), born 23 centuries after Confucius (551-479 BC), would epitomize the problem of legal fairness in search for true justice, by his famous pronouncement: “One law for the lion and the ox is oppression.” Confucians are not against the concept of equal justice for all; they merely have a sophisticated notion of the true meaning of justice.
In Chinese history, the entrenched political feudal order relies on the philosophical concepts of Confucianism (Ru Jia). The rising agricultural capitalistic order draws on the ideology of Legalism (Fa Jia). These two philosophical postures, Confucianism and Legalism, in turn construct alternative and opposing moral contexts, each providing rationalization for the ultimate triumph of its respective sponsoring social order.
The struggle between these two competing social orders has been going on, with alternating periods of triumph for each side, since the Legalist Qin Dynasty first united China in 221 BC, after 26 years of unification war. The effect of this struggle was still visible in the politics of contemporary China, particularly during the Great Proletariat Cultural Revolution of 1966-78, when the Gang of Four promoted Legalist concepts to attack the existing order, accusing it of being Confucian in philosophy and counterrevolutionary in ideology. To the extent that “left” and “right” convey meaningful images in modern political nomenclature, Taoism (Dao Jia) would be to the left of Confucianism as Legalism would be to the right.
Modern Legalists in China, such as the so-called Gang of Four, were the New Left, whose totalitarian zeal to promote social justice converged, in style if not in essence, with the New Right, or neo-conservatives of the West, in its reliance on authoritarian zeal to defend individualism. Thus the notion that modernity is a Western phenomenon is highly problematic.
The flowering of Chinese philosophy in the 5th century BC was not accidental. By that time, after the political disintegration of the ancient Xi Zhou Dynasty (Western Zhou, 1027-771 BC), Chinese society was at a crossroads in its historical development. Thus an eager market emerged for various rival philosophical underpinnings to rationalize a wide range of different, competing social systems. The likes of Confucius were crisscrossing the fragmented political landscape of petty independent kingdoms, seeking fame and fortune by hawking their moral precepts and political programs to ambitious and opportunistic monarchs.
Traditionally, members of the Chinese guizu (the aristocracy) were descendants of hero warriors who provided meritorious service to the founder of a dynasty. Relatives of huangdi (the emperor), provided they remained in political good graces, also became aristocrats by birthright, although technically they were members of huangzu (the imperial clan). The emperor lived in constant fear of this guizu class, more than he feared the peasants, for guizu members had the means and political ambition for successful coups. Peasant uprisings in Chinese history have been rare, only seven uprisings in 4,000 years of recorded history up to the modern time. Moreover, these uprisings have tended to aim at local abuse of power rather than at central authority. Aristocratic coups, on the other hand, have been countless and frequent.
In four millennia, Chinese history recorded 559 emperors. Approximately one-third of them suffered violent deaths from aristocratic plots, while none had been executed by rebelling peasants.
The political function of the emperor was to keep peace and order among contentious nobles and to protect peasants from aristocratic abuse. This was the basic rationale of government as sovereign. A sovereign, whether an emperor or a president, without the loyal support of peasants, euphemistically referred to as the Mandate of Heaven (Tianming), would soon find himself victim of a palace coup or aristocratic revolt. This is the socialist root of all governments. The neo-liberal claim of the proper role of government as ensuring a free market is a capitalist cooptation of government.
The Code of Rites (Liji), the ritual compendium as defined by Confucius, circumscribed acceptable personal behavior for all in a hierarchical society. It established rules of appropriate socio-political conduct required in a feudal civilization. Unfortunately, ingrained conditioning by conservative Confucian teaching inevitably caused members of the aristocratic class to degenerate in time from truly superior stock into mediocre and decadent seekers of unearned privileges. Such degeneration was brought about by the nature of their privileged life and the false security derived from a Confucian superiority complex. Although the process might sometimes take centuries to take shape, some dynasties would crumble within decades through the unchecked excesses of their ruling classes.
Confucianism, by promoting unquestioning loyalty toward authority, encouraged the powerful to abuse their power, despite Confucianism's reliance on ritual morality as a mandate for power. Confucianism is therefore inescapably the victim of its own success, as Taoists are fond of pointing out.
Generally, those who feel they can achieve their political objectives without violence would support the Code of Rites. While those whose political objectives are beyond the reach of non-violent, moral persuasion would dismiss it as a tool of oppression. Often, those who attacked the Code of Rites during their rise to power would find it expedient to promote, after achieving power, the very code they belittled before, since they soon realized that the Code of Rites was the most effective governing tool for a sitting ruler.
To counter hostile tendencies toward feudal values and to ensure allegiance to the feudal system, keju (civil examinations), while providing equal opportunity to all talented, were designed to test candidates on their knowledge of a syllabus of Confucian doctrines contained in the Five Classics (Wujing). Confucian ethics were designed to buttress the terms of traditional social contract. They aimed to reduce potential for violent conflict between the arrived and the arriving. They aimed to channel the powerful energy of the arriving into a constructive force for social renewal. Confucian ethics aimed to forge in perpetuity a continuing non-violent dialectic eclecticism, to borrow a Hegelian term for the benefit of Western comprehension.
The violent overthrow of the government, a criminal offense in the United States, is a moral sin in Confucian ethics. It is therefore natural that budding revolutionaries should attack Confucian ethics as reactionary, and that those already in power should tirelessly promote Confucian ethics as the only proper code of behavior for a self-renewing, civilized socio-political order. In Chinese politics, Confucianism is based on a theory of rule by self-restraint. It advocates the sacredness of hierarchy and the virtue of loyalty. It is opposed by Legalism, which subscribes to a theory of rule by universal law and impartial enforcement. Again, the Western claim that the rule of law is a unique foundation of modernity peculiar to the West is historically unsubstantiated.
Although Buddhists have their own disagreements with Legalist concepts, particularly on the issue of mercy, which they value as a virtue while Legalists detest it as the root of corruption, such disagreements are muted by Buddhist appreciation of Legalist opposition to both Confucianism and Taoism, ideological nemeses of Buddhism (Fo Jiao). Above all, Buddhists need for their own protection Legalism's opposition to selective religious persecution. Legalism, enemy of Buddhism's enemies, is selected by Buddhists as a convenient ally.
Legalism places importance on three aspects. The first is shi (authority), which is based on the legitimacy of the ruler and the doctrinal orthodoxy of his policies. The second is shu (skill) in manipulative exercise of power, and the third is fa (law), which, once publicly proclaimed, should govern universally without exceptions. These three aspects Legalists consider as three pillars of a well-governed society. If the rule of law is a characteristic of modernity, then modernity arrived in China in 3rd century BC.
According to Confucian political theory, the essential political function of all subjects is to serve the emperor, not personally, but as sovereign, who is the sole legitimate personification of the political order and sovereign of the political realm. Legalists argue that while all powers emanate by right from the Son of Heaven, the proper execution of these powers can take place only within an impartial system of law. While people should be taught their ritual responsibilities, they should at the same time be held responsible by law not only for each person's individual acts but also for one another's conducts, as an extensive form of social control within a good community. Therefore, punishment should be meted out to not only the culprit, but also to his relatives, friends, associates and neighbors, for negligence of their ritual duties in constraining the culprit. This is natural for a society in which the individual is inseparable from community.
Efficiency of government and equal justice for all are cardinal rules of good politics. Legalists believe that administration of the state should be entrusted to officials appointed according to merit, rather than to hereditary nobles or literati with irrelevant scholarship. Even granting validity to the extravagant Taoist claim that ideas, however radical, are inherently civilized and noble, Legalists insist that when ideas are transformed into unbridled action, terror, evil, vulgarity and destruction emerge. Freedom of thought must be balanced by rule of law to restrain the corruption of ideas by action.
Whereas being well versed in Confucianism bound the shidafu class culturally as faithful captives to the imperial system, such rigid mentality ironically also rendered its subscribers indifferent to objective problem-solving. Thus Confucianism, by its very nature, would ensure eventual breakdown of the established order, at which point Legalism would gain ascendancy for a period, to put in place new policies and laws that would be more responsive to objective conditions. But Confucians took comfort in the fact that, in time, the new establishment that Legalists put in charge would discover the utilitarian advantage of Confucianism to the ruling elite. And the cycle of conservative consolidation would start once again. Generally, periods of stability and steady decay would last longer than intervals of violent renewal through Legalist reform, so that Confucianism would become more ingrained after each cycle. Western capitalism is in essence a feudal system, supported by a legal system that legitimizes property rights and class distinction based on private capital ownership. In contemporary Chinese political nomenclature, the proletariat is defined not merely as workers, but the property-less class.
This perpetual, cyclical development proves to the Taoist mind that indeed “life goes in circles”. It is an astute observation made by the ancient sage Laozi, father of Taoism, who lived during the 6th century BC and who was the alleged ancestor of the Tang imperial clan of 7th century AD.
The so-called Gang of Four promoted Legalist politics in China in the 1970s. They used Marxist orthodox doctrine, reinforced by the Maoist personality cult, as shi (influence), Communist party discipline as shu (skill) for exercising power, and dictatorial rule as fa (laws) to be obeyed with no exceptions allowed for tradition, ancient customs or special relationships and with little regard for human conditions. Legalists yearn for a perfectly administered state, even if the price is the unhappiness of its citizens. They seek an inviolable system of impartial justice, without extenuating allowances, even at the expense of the innocent. When a priori truth appears threatened by fidelity in logic, Confucians predictably always rely on faithful loyalty to tradition as a final argument.
Confucius, the quintessential conservative, the most influential philosopher in Chinese culture, admired the idealized society of the ancient Xi Zhou Dynasty, when men purportedly lived in harmony under sage rulers.
The fact that the Zhou Dynasty had been a feudal society based on slavery did not concern Confucius. To the idealist Confucius, hierarchical stations in human society were natural and symbiotic. If everyone would contentedly do his duty according to his particular station in society, and with an accepting state of mind known as anfen, then all men would benefit as social life meliorates toward an ideal state of high civilization.
To Confucius, the lot of a slave in a good society was preferable to that of a lord in a society marked by chaos and uncivilized immorality. Violent social changes would only create chaos, which would bring decay and destruction to all, lords and slaves alike. Such violent changes would kill the patient in the process of fighting the disease. Confucius apparently never sought the opinion of any slave on this matter.
Like Plato, Confucius conceived a world in which the timeless ideal of morality constitutes the perfect reality, of which the material world is but a flawed reflection.
The Zhou people, according to Confucius—in stark contrast to historical fact—aspired to be truthful, wise, good and righteous. They allegedly observed meticulously their social ritual obligation (li) and with clear understanding of the moral content of such rites. Confucius never explained why the Zhou people failed so miserably in their noble aspirations, or the cause of their eventual fall from civilized grace.
In the Confucian world view, men have degenerated since the fall of the Zhou Dynasty. As a result of barbarian invasions of Chinese society and of natural atrophy, social order has broken down. But, being fundamentally good, men can be salvaged through education, the key to which is moral examples, emanating from the top, because the wisest in an ideal society would naturally rise to the top. And they have a responsibility to teach the rest of society by the examples of their moral behavior.
Chinese audiences always enjoy hearing that greatness in Chinese culture is indigenous while decadence is solely the influence of foreign barbarians. Collective self-criticism, unlike xenophobia, has never been a favorite Chinese preoccupation. Chinese narcissism differs from Western narcissism in that superiority is based not on physical power but on social benevolence. From the Chinese historical perspective, the defeat of civilized Athens at the hand of militant Sparta set the entire Western civilization on the wrong footing. It represented the triumph of barbarism from which the West has never recovered.
The Zhou people that Confucius idolized traced their ancestry to the mythical deity Houji, god of agriculture. This genealogical claim had no factual basis in history. Rather, it had been invented by the Zhou people to mask their barbaric origin as compared with the superior culture of the preceding Shang Dynasty (1600-1028 BC), which they had conquered and whose culture they had appropriated, just as the Romans invented Aeneas, mythical Trojan hero, son of Anchises and Venus, as father of their lineage to give themselves an ancestor as cultured and ancient as those of the more sophisticated Greeks. The Tang imperial house was at least humble enough to coopt only Laozi, a real historical figure rather than a god.
The historic figure responsible for the flowering of Zhou culture was Ji Dan, Duke of Zhou, known reverently as Zhougong in Chinese. Zhougong was the third-ranking brother of the founding Martial King (Wuwang, 1027-1025 BC) of the Zhou Dynasty. The Martial King claimed to be a 17th-generation descendant of the god Houji, who allegedly gave the Chinese people the gift of agriculture. In Chinese politics, appropriation of mythical celebrities as direct ancestors of political rulers started long before the claim by the Tang imperial house on Laozi, founder of Taoism.
Zhougong introduced to Chinese politics the practice of hereditary monarchy based on the principle of primogeniture. He put an end to the ancient tribal custom of the Shang Dynasty of crowning the next younger brother of a deceased king.
In defiance of established tradition, after the death of the Martial King (Wuwang) of the Zhou Dynasty in 1025 BC, Zhougong, third-ranking brother, arranged to usurp the dragon throne for his nephew, Cheng Wang, 12-year-old son of the deceased Martial King. The move bypassed Zhougong's older, second-ranking brother, Ji Guanxu, the legitimate traditional heir according to ancient tribal custom. Ji Guanxu rebelled in protest to defend his legitimate right to succeed his deceased older brother. But he was defeated and killed in battle by Zhougong.
Hereditary monarchy based on the principle of primogeniture as established by Zhougong has since been viewed by historians as the institution that launched modern political statehood out of primitive tribal nationhood. It has been credited with having fundamentally advanced Chinese civilization. Modernity began with the nation-state, and in China that transition occurred more than a millennium before the birth of Christ.
Having acted as regent for seven years on behalf of Cheng Wang (1024-1005 BC), his under-aged nephew king, the fratricidal Zhougong returned political power, some would say involuntarily, to the fully grown Cheng Wang. The descendants of Cheng Wang upheld hereditary monarchy in the Zhou Dynasty for three more centuries and firmly established primogeniture as an unquestioned tradition in Chinese political culture.
Zhougong gave Chinese civilization the Five Rites and the Six Categories of Music, which form the basis of civilization. Confucian idealism manifests human destiny in a civilization rooted in morality as defined by the Code of Rites, without which man would revert back to the state of wild beasts. Zhougong was credited with having established feudalism as a socio-political order during his short regency of only seven years. He institutionalized it with an elaborate system of Five Rites (Wuli) that has survived the passage of time.
The Five Rites are:
1. Rites governing social relationships
2. Rites governing behavioral codes
3. Rites governing codes of dress
4. Rites governing marriage
5. Rites governing burial practices
He also established Six Categories of Music (Liuluo) for all ritual occasions, giving formal ceremonial expression to social hierarchy. Confucius revered Zhougong as the father of formal Chinese feudal culture. The son of Zhougong, by the name of Ji Baqin, had been bestowed the First Lord of the State of Lu by Cheng Wang (1024-1005 BC), second-generation ruler of the Zhou dynasty who owed his dragon throne to Zhougong, his third-ranking uncle. Five centuries later, the State of Lu became the adopted home of Confucius, who had been born in the State of Song.
However, the pragmatic descendants of Zhougong in the State of Lu did not find appealing the revivalist advice of Confucius, even when such advice had been derived from the purported wisdom of Zhougong, their illustrious ancestor. Confucius, as an old sage, had to peddle his moralist ideas in other neighboring states for a meager living. In despair, Confucius, the frustrated rambling philosopher, was recorded to have lamented in resignation: “It has been too long since I last visited Zhougong in my dreams.”
The essential idea underlying the political thinking in Confucian philosophy is that fallen men require the control of repressive institutions to restore their innate potential for goodness. According to Confucius, civilization is the inherent purpose of human life, not conquest. To advance civilization is the responsibility of the wise and the cultured, both individually and collectively. Enlightened individuals should teach ignorant individuals. Cultured nations should bring civilization to savage tribes.
A superior ruler should cultivate qualities of a virtuous man. His virtue would then influence his ministers around him. They in turn would be examples to others of lower ranks, until all men in the realm are permeated with noble, moral aptitude. The same principle of trickle-down morality would apply to relations between strong and weak nations and between advanced and developing cultures and economies.
Rudyard Kipling's notion of “the white man's burden” would be Confucian in principle, provided that one agrees with his interpretation of the “superiority” of the white man's culture. Modern Confucians would consider Kipling (1865-1936) as having confused Western material progress with moral superiority, as measured by a standard based on virtue.
Confucius would have thoroughly approved of the ideas put forth by Plato (427-347 BC) in the Republic, in which a philosopher king rules an ideal kingdom where all classes happily go about performing their prescribed separate socio-economic functions.
Taoists would comment that if only life were so neat and simple, there would be no need for philosophy.
Confucian ideas have aspects that are similar to Christian beliefs, only down side up. Christ taught the pleasure-seeking and power-craving Greco-Roman world to love the weak and imitate the poor, whose souls were proclaimed as pure. Confucius taught the materialistic Chinese to admire the virtuous and respect the highly placed, whose characters were presumed to be moral.
The word ren, a Chinese term for human virtue, means “proper human relationship”. Without exact equivalent in English, the word ren is composed by combining the ideogram “man” with the numeral 2, a concept necessitated by the plurality of mankind and the quest for proper interpersonal relationship. It is comparable to the Greek concept of humanity and the Christian notion of divine love, the very foundation of Christianity.Without exact equivalent in English, the word ren is composed by combining the ideogram “man” with the numeral 2, a concept necessitated by the plurality of mankind and the quest for proper interpersonal relationship. It is comparable to the Greek concept of humanity and the Christian notion of divine love, the very foundation of Christianity.
Confucius' well-known admonition, “Do not unto others that which you not wish to have done to yourself,” has been frequently compared with Christ's teaching, “Love thy neighbor as thyself.” Both lead to the same end, but from opposite directions. Confucius was less intrusively interfering but, of course, unlike Christ, he had the benefit of having met Laozi, founder of Taoism and consummate proponent of benign non-interference. A close parallel was proclaimed by Hillel (30 BC-AD 10), celebrated Jewish scholar and president of the Sanhedrin, in his famous maxim: “Do not unto others that which is hateful unto thee.”
By observing rites of Five Relationships, each individual would clearly understand his social role, and each would voluntarily behave according to proper observance of rites that meticulously define such relationships. No reasonable man would challenge the propriety of the Five Relationships (Wulun). It is the most immutable fixation of cultural correctness in Chinese consciousness.
The Five Relationships (Wulun) governed by Confucian rites are those of:
1. Sovereign to subject
2. Parent to child
3. Elder to younger brother
4. Husband to wife
5. Friend to friend
These relationships form the basic social structure of Chinese society. Each component in the relationships assumes ritual obligations and responsibility to the others at the same time he or she enjoys privileges and due consideration accorded by the other components.
Confucius would consider heretical the ideas of Jean Jacques Rousseau (1721-28), who would assert two millennia after Confucius that man is good by nature but is corrupted by civilization.
Confucius would argue that without a Code of Rites (Liji) for governing human behavior, as embedded in the ritual compendium defined by him based on the ideas of Zhougong, human beings would be no better than animals, which Confucius regarded with contempt. Love of animals, a Buddhist notion, is an alien concept to Confucians, who proudly display their species prejudice.
Confucius acknowledged man to be benign by nature but, in opposition to Rousseau, he saw man's goodness only as an innate potential and not as an inevitable characteristic. To Confucius, man's destiny lies in his effort to elevate himself from savagery toward civilization in order to fulfill his potential for good.
The ideal state rests on a stable society over which a virtuous and benevolent sovereign/emperor rules by moral persuasion based on a Code of Rites rather than by law. Justice would emerge from a timeless morality that governs social behavior. Man would be orderly out of self-respect for his own moral character rather than from fear of punishment prescribed by law. A competent and loyal literati-bureaucracy (shidafu) faithful to a just political order would run the government according to moral principles rather than following rigid legalistic rules devoid of moral content. The behavior of the sovereign is proscribed by the Code of Rites. Nostalgic of the idealized feudal system that purportedly had existed before the Spring and Autumn Period (Chunqiu, 770-481 BC) in which he lived, Confucius yearned for the restoration of the ancient Zhou socio-political culture that existed two-and-a-half centuries before his time. He dismissed the objectively different contemporary social realities of his own time as merely symptoms of chaotic degeneration. Confucius abhorred social atrophy and political anarchy. He strove incessantly to fit the real and imperfect world into the straitjacket of his idealized moral image. Confucianism, by placing blind faith on a causal connection between virtue and power, would remain the main cultural obstacle to China's periodic attempts to evolve from a society governed by men into a society governed by law. The danger of Confucianism lies not in its aim to endow the virtuous with power, but in its tendency to label the powerful as virtuous. This is a problem that cannot be solved by the rule of law, since law is generally used by the powerful to control the weak.
Mencius claimed that the Mandate of Heaven was conditioned on virtuous rule. Mencius (Meng-tzu, 371-288 BC), prolific apologist for Confucius, the equivalent embodiment of St Paul and Thomas Aquinas in Confucianism, though not venerated until the 11th century AD during the Song Dynasty (960-1279), greatly contributed to the survival and acceptance of the ideas of Confucius. But Mencius went further. He argued that a ruler's authority is derived from the Mandate of Heaven (Tianming), that such mandate is not perpetual or automatic and that it depends on good governance worthy of a virtuous sovereign.
The concept of a Mandate of Heaven as proposed by Mencius is in fact a challenge to the concept of the divine right of absolute monarchs. The Mandate of Heaven can be lost through the immoral behavior of the ruler, or failings in his responsibility for the welfare of the people, in which case Heaven will grant another, more moral individual a new mandate to found a new dynasty. Loyalty will inspire loyalty. Betrayal will beget betrayal. A sovereign unworthy of his subjects will be rejected by them. Such is the will of Heaven (Tian).
Arthurian legend in medieval lore derived from Celtic myths a Western version of the Chinese Mandate of Heaven. Arthur, illegitimate son of Uther Pendragon, king of Britain, having been raised incognito, was proclaimed king after successfully withdrawing Excalibur, a magic sword embedded in stone allegedly removable only by a true king. Arthur ruled a happy kingdom as a noble king and fair warrior by reigning over a round table of knights in his court at Camelot. But his kingdom lapsed into famine and calamity when he became morally wounded by his abuse of kingly powers. To cure Arthur's festering moral wound, his knights embarked on a quest for the Holy Grail, identified by Christians as the chalice of the Last Supper brought to England by St Joseph of Arimathea.
Mencius' political outlook of imperative heavenly mandate profoundly influences Chinese historiography, the art of official historical recording. It tends to equate ephemeral reigns with immorality. And it associates protracted reigns with good government. It is a hypothesis that, in reality, is neither true nor inevitable.
It is necessary to point out that Mencius did not condone revolutions, however justified by immorality of the ruling political authority or injustice in the contemporary social system. He merely used threat of replacement of one ruler with another more enlightened to curb behavioral excesses of despotism. To Mencius, political immorality was always incidental but never structural. As such, he was a reformist rather than a revolutionary.
Nicolo Machiavelli, in 1512, 18 centuries after Mencius, wrote The Prince, which pioneered modern Western political thought by making medieval disputes of legitimacy irrelevant. He detached politics from all pretensions of theology and morality, firmly establishing it as a purely secular activity and opening the door for modern Western political science. Religious thinkers and moral philosophers would charge that Macchiavelli glorified evil and legitimized despotism. Legalists of the Qin Dynasty (221-207 BC), who preceded publication of The Prince by 17 centuries, would have celebrated Machiavelli as a champion of truth.
Mencius, an apologist for Confucian ethics, was Machiavellian in his political strategy in that he deduced a virtuous reign as the most effective form of power politics. He advocated a utilitarian theory of morality in politics. A similar view to that of Mencius was advocated by Thomas Hobbes almost two millennia later. Hobbes set down the logic of modern absolutism in his book Leviathan (1651). It was published two years after the execution of Charles I, who had been found royally guilty of the high crime of treason by Oliver Cromwell's regicidal Rump Parliament in commonwealth England. Hobbes, while denying all subjects any moral right to resist the sovereign, subscribed to the fall of a sovereign as the utilitarian result of the sovereign's own failure in his prescribed royal obligations.
Revolts are immoral and illegal, unless they are successful revolutions, in which case the legitimacy of the new regime becomes unquestionable. In application to theology, God is the successful devil; or conversely the devil is a fallen god. It is pure Confucian-Mencian logic. As Taoists have pointed out, there are many Confucians who evade the debate on the existence of God, but it is hard to find one who does not find the devil everywhere, particularly in politics.
Confucius, during his lifetime, was ambivalent about the religious needs of the populace. “Respect the spirits and gods to keep them distant,” he advised. He also declined a request to elucidate on the supernatural after-life by saying: “Not even knowing yet all there is to know about life, how can one have any knowledge of death?” It was classic evasion.
Confucianism is in fact a secular, anti-religious force, at least in its philosophical constitution. It downgrades other-worldly metaphysics while it cherishes secular utility. It equates holiness with human virtue rather than with godly divinity. According to Confucius, man's salvation lies in his morality rather than his piety. Confucian precepts assert that man's incentive for moral behavior is rooted in his quest for respect from his peers rather than for love from God. This morality abstraction finds its behavioral manifestation through a Code of Rites that defines proper roles and obligations of each individual within a rigidly hierarchical social structure. Confucians are guided by a spiritual satisfaction derived from winning immortal respect from posterity rather than by the promise of everlasting paradise after God's judgment. They put their faith in meticulous observance of secular rites, as opposed to Buddhists, who worship through divine rituals of faith. Confucians tolerate God only if belief in his existence would strengthen man's morality.
Without denying the existence of the supernatural, Confucians assert its irrelevance in this secular world. Since existence of God is predicated on its belief by man, Confucianism, in advocating man's reliance of his own morality, indirectly denies the existence of God by denying its necessity. To preserve social order, Confucianism instead places emphasis on prescribed human behavior within the context of rigid social relationships through the observance of rituals.
As righteousness precludes tolerance and morality permits no mercy, therein lie the oppressive roots of Confucianism. Most religions instill in their adherents fear of a God who is nevertheless forgiving. Confucianism, more a socio-political philosophy than a religion, distinguishes itself by preaching required observation of an inviolable Code of Rites, the secular ritual compendium as defined by Confucius, in which tolerance is considered as decadence and mercy as weakness. Whereas Legalism advocates equality under the law without mercy, Confucianism, though equally merciless, allows varying standards of social behavior in accordance with varying ritual stations. However, such ritual allowances are not to be construed as tolerance for human frailty, for which Confucianism has little use.
St Augustine (354-430), who was born 905 years after Confucius, in systematizing Christian thought defended the doctrines of original sin and the fall of man. He thus reaffirmed the necessity of God's grace for man's salvation, and further formulated the Church's authority as the sole guarantor of Christian faith. The importance of Augustine's contribution to cognition by Europeans of their need for Christianity and to their acceptance of the orthodoxy of the Catholic Church can be appreciated by contrasting his affirmative theological ideas to the anti-religious precepts of Confucius.
Immanuel Kant (1724-1804), who was born 2,275 years after Confucius, developed the theme of “Transcendental Dialectic” in his Critic of Pure Reason (1781). Kant asserted that all theoretical attempts to know things inherently, which he called “nounena”, beyond observable “phenomena”, are bound to fail. Kant showed that the three great problems of metaphysics—God, free will and immortality—are insoluble by speculative thought, and their existence can neither be confirmed nor denied on theoretical grounds, nor can it be rationally demonstrated.
In this respect, Kantian rationalism lies parallel to Confucian spiritual utilitarianism, though each proceeds from opposite premises. Confucius allowed belief in God only as a morality tool. Rationally, Kant declared that the limits of reason only render proof elusive, they do not necessarily negate belief in the existence of God.
Kant went on to claim in his moral philosophy of categorical imperative that existence of morality requires belief in existence of God, free will and immortality, in contrast to the agnostic claims of Confucius.
Buddhism, in its emphasis on a next life through rebirth after God's judgment, resurrected the necessity of God to the Chinese people. Mercy is all in Buddhist doctrine. Buddhist influence put a human face on an otherwise austere Confucian culture. At the same time, Buddhist mercy tended to invite lawlessness in secular society, while Buddhist insistence on God's judgment on a person's secular behavior encroached on the sovereign/emperor's claim of totalitarian authority.
Similar to Confucian-Mencian logic that revolts are immoral and illegal, unless they are successful revolutions in which case the legitimacy of the new regime becomes unquestionable, John Locke in 1680 wrote Two Treaties of Government, which was not published until 10 years later, after the Glorious Revolution of 1688, as a justification of a triumphant revolution. According to Locke, men contract to form political regimes to better protect individual rights of life, liberty and estate. Civil power to make law